The following words and terms, when used in this chapter, shall have the following meanings, unless the context clearly indicates otherwise.
  (1) Complaint--a written communication submitted to the Agency by a person that alleges misconduct by an individual or entity believed to be engaged in an activity that is regulated by the Agency.
  (2) Complainant--person filing a complaint with the Securities Commissioner.
  (3) Jurisdictional authority--conduct regulated by the Agency as provided for in the Act and Board rules.

Source Note: The provisions of this §102.2 adopted to be effective February 27, 2020, 45 TexReg 1218