The following words and terms, when used in this chapter, shall have the following meanings, unless the context clearly indicates otherwise.
(1) Act or Securities Act or Texas Securities Act--The Texas Securities Act, Texas Civil Statutes, Article 581-1, et seq., as amended.
(2) Federal covered securities--Shall have the same meaning as provided in §107.2 of this title (relating to Definitions).
(3) Listed securities--The category of nationally traded federal covered securities defined in the Securities Act of 1933, §18(b)(1).
(4) SEC--The United States Securities and Exchange Commission.
Source Note: The provisions of this §114.2 adopted to be effective April 8, 1997, 22 TexReg 3219.