The following words and terms, when used in this chapter, shall have the following meanings, unless the context clearly indicates otherwise.
(1) Exemptions Sections--Refers to Subchapters A and B of Chapter 4005 of the Texas Securities Act.
(2) Federal covered securities--Shall have the same meaning as provided in §107.2 of this title (relating to Definitions).
(3) Listed securities--The category of nationally traded federal covered securities defined in the Securities Act of 1933, §18(b)(1).
Source Note: The provisions of this §114.2 adopted to be effective April 8, 1997, 22 TexReg 3219; amended to be effective April 7, 2024, 49 TexReg 2063