Sec. 1231.083.  REPORT OF STATE SECURITY SOLD THROUGH NEGOTIATION.  A report concerning a state security sold through negotiation must state:
(1)  the components of the spread, including:
(A)  management fee;
(B)  structuring fee;
(C)  underwriting risk;
(D)  takedown;  and
(E)  spread expenses;
(2)  each firm's share of underwriting risk;
(3)  the underwriter's counsel;
(4)  a summary of obligation orders and allotments by maturity, firm, and order type;  and
(5)  each syndicate firm's share of management fee, structuring fee, underwriting risk fee, and takedown.
Added by Acts 1999, 76th Leg., ch. 227, Sec. 1, eff. Sept. 1, 1999.