Sec. 4007.202.  UNAUTHORIZED RENDERING OF SERVICES AS INVESTMENT ADVISER OR INVESTMENT ADVISER REPRESENTATIVE; OFFENSE.  (a)  A person commits an offense if the person:
(1)  renders services as an investment adviser or investment adviser representative; and
(2)  is not registered as an investment adviser or investment adviser representative as required by this title.
(b)  An offense under this section is a felony of the third degree.
Added by Acts 2019, 86th Leg., R.S., Ch. 491 (H.B. 4171), Sec. 1.01, eff. January 1, 2022.