Gavvy: Texas Department of Housing and Community Affairs, Rule 1.16 Ethics and Disclosure Requirements for Outside Financial Advisors and Service Providers

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Rule 445.5 Duty to Comply; Enforcement

(a) An entity regulated by the commission shall have the duty to implement and maintain compliance with the rules and the Code.
(b) Every regulated entity under the Code shall be given an inspection covering the categories established by the commission. An entity found to be in noncompliance with the Code or rules of the commission shall be subject to warnings, administrative penalties, and other discipline as appropriate.

Source Note: The provisions of this §445.5 adopted to be effective November 1, 1998, 23 TexReg 10905

Gavvy last updated this database on: Aug 7, 2024