(a) The department shall notify any financial advisor or service provider under contract with the department of the requirements of this subchapter.
(b) Any contract with a financial advisor or service provider shall contain a provision requiring compliance by the financial advisor or service provider with the requirements of this subchapter, and provisions relating to termination of the contract for failure to comply.

Source Note: The provisions of this §5.6 adopted to be effective January 8, 2004, 29 TexReg 227