(a) Classifications. Beginning September 1, 2002, the executive director shall evaluate the compliance history of each site and classify each site and person as needed for the actions listed in §60.1(a)(1) of this title (relating to Compliance History). On September 1, 2003, and annually thereafter, the executive director shall evaluate the compliance history of each site, and classify each site and person. For the purposes of classification in this chapter, and except with regard to portable units, "site" means all regulated units, facilities, equipment, structures, or sources at one street address or location that are owned or operated by the same person. Site includes any property identified in the permit or used in connection with the regulated activity at the same street address or location. A "site" for a portable regulated unit or facility is any location where the unit or facility is or has operated. Each site and person shall be classified as:
  (1) a high performer, which has an above-satisfactory compliance record;
  (2) a satisfactory performer, which generally complies with environmental regulations; or
  (3) an unsatisfactory performer, which performs below minimal acceptable performance standards established by the commission.
(b) Inadequate information. For purposes of this rule, "inadequate information" shall be defined as no compliance information. If there is no compliance information about the site at the time the executive director develops the compliance history classification, then the classification shall be designated as "unclassified." The executive director may conduct an investigation to develop a compliance history.
(c) Groupings. Sites will be divided into groupings based on North American Industry Classifications Systems (NAICS) codes or other information available to the executive director.
(d) Major, moderate, and minor violations. In classifying a site's compliance history, the executive director shall determine whether a documented violation of an applicable legal requirement is of major, moderate, or minor significance.
  (1) Major violations are:
    (A) a violation of a commission enforcement order, court order, or consent decree;
    (B) operating without required authorization or using a facility that does not possess required authorization;
    (C) an unauthorized release, emission, or discharge of pollutants that caused, or occurred at levels or volumes sufficient to cause, adverse effects on human health, safety, or the environment;
    (D) falsification of data, documents, or reports; and
    (E) any violation included in a criminal conviction, which required the prosecutor to prove a culpable mental state or a level of intent to secure the conviction.
  (2) Moderate violations are:
    (A) complete or substantial failure to monitor, analyze, or test a release, emission, or discharge, as required by a commission rule or permit;
    (B) complete or substantial failure to submit or maintain records, as required by a commission rule or permit;
    (C) not having an operator whose level of license, certification, or other authorization is adequate to meet applicable rule requirements;
    (D) any unauthorized release, emission, or discharge of pollutants that is not classified as a major violation;
    (E) complete or substantial failure to conduct a unit or facility inspection, as required by a commission rule or permit;
    (F) any violation included in a criminal conviction, for a strict liability offense, in which the statute plainly dispenses with any intent element needed to be proven to secure the conviction; and
    (G) maintaining or operating regulated units, facilities, equipment, structures, or sources in a manner that could cause an unauthorized or noncompliant release, emission, or discharge of pollutants.
  (3) Minor violations are:
    (A) performing most, but not all, of a monitoring or testing requirement, including required unit or facility inspections;
    (B) performing most, but not all, of an analysis or waste characterization requirement;
    (C) performing most, but not all, of a requirement addressing the submittal or maintenance of required data, documents, notifications, plans, or reports; and
    (D) maintaining or operating regulated units, facilities, equipment, structures, or sources in a manner not otherwise classified as moderate.
(e) Complexity Points. All sites classified shall have complexity points as follows:
  (1) Program Participation Points. A site shall be assigned Program Participation Points based upon its types of authorizations, as follows:
    (A) four points for each permit type listed in clauses (i) - (viii) of this subparagraph issued to a person at a site:
      (i) Radioactive Waste Disposal;
      (ii) Hazardous or Industrial Non-Hazardous Storage Processing or Disposal;
      (iii) Municipal Solid Waste Type I;
      (iv) Prevention of Significant Deterioration;
      (v) Phase I--Municipal Separate Storm Sewer System;
      (vi) Texas Pollutant Discharge Elimination System (TPDES) or National Pollutant Discharge Elimination System (NPDES) Industrial or Municipal Major;
      (vii) Nonattainment New Source Review; and
      (viii) Underground Injection Control Class I/III;
    (B) three points for each type of authorization listed in clauses (i) - (iv) of this subparagraph issued to a person at a site:
      (i) Municipal Solid Waste Type I AE;
      (ii) Municipal Solid Waste Type IV, V, or VI;
      (iii) Municipal Solid Waste Type IV AE; and
      (iv) TPDES or NPDES Industrial or Municipal Minor;
    (C) two points for each permit type listed in clauses (i) - (iii) of this subparagraph issued to a person at a site or utilized by a person at a site:
      (i) Title V Federal Operating Permit;
      (ii) New Source Review individual permit; and
      (iii) any other individual site-specific water quality permit not referenced in subparagraph (A) or (B) of this paragraph or any water quality general permit;
    (D) one point for each type of authorization listed in clauses (i) - (xiii) of this subparagraph issued to a person at a site or utilized by a person at a site:
      (i) Edwards Aquifer authorization;
      (ii) Enclosed Structure permit or registration relating to the use of land over a closed Municipal Solid Waste landfill;
      (iii) Industrial Hazardous Waste registration;
      (iv) Municipal Solid Waste Tire Registrations;
      (v) Other types of Municipal Solid Waste permits or registrations not listed in subparagraphs (A) - (C) of this paragraph;
      (vi) Petroleum Storage Tank registration;
      (vii) Radioactive Waste Storage or Processing license;
      (viii) Sludge registration or permit;
      (ix) Stage II Vapor Recovery registration;
      (x) Municipal Solid Waste Type IX;
      (xi) Permit by Rule requiring submission of an application under Chapter 106 of this title (relating to Permits by Rule);
      (xii) Uranium license; and
      (xiii) Air Quality Standard Permits.
  (2) Size. Every site shall be assigned points based upon size as determined by the following:
    (A) Facility Identification Numbers (FINs): The total number of FINS at a site will be multiplied by 0.02 and rounded up to the nearest whole number.
    (B) Water Quality external outfalls:
      (i) 10 points for a site with ten or more external outfalls;
      (ii) 5 points for a site with at least five, but fewer than ten, external outfalls;
      (iii) 3 points for sites with at least two, but fewer than five, external outfalls; and
      (iv) 1 point for sites with one external outfall;
    (C) Active Hazardous Waste Management Units (AHWMUs):
      (i) 10 points for sites with 50 or more AHWMUs;
      (ii) 5 points for sites with at least 20, but fewer than 50, AHWMUs;
      (iii) 3 points for sites with at least ten, but fewer than 20, AHWMUs; and
Cont'd...