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Texas Administrative Code
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Title 7. Banking and Securities
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Part 7. State Securities Board
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Chapter 133. Forms
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Rule 133.2. Public Information Charges - Billing Detail
Rule 133.3. Ada Accommodations Request
Rule 133.4. Request for Consideration of A Registration Application by A Military Applicant
Rule 133.5. Secondary Trading Exemption Notice
Rule 133.6. Secondary Trading Exemption Renewal Notice
Rule 133.7. Securities Application
Rule 133.9. Notice Filing for Third Party Brokerage Arrangements On Financial Entity Premises
Rule 133.10. Investment Company Report of Sales in The State of Texas
Rule 133.11. Sales Report for Non-continuous Offerings
Rule 133.12. Renewal Application for Mutual Funds and Other Continuous Offerings
Rule 133.13. Application for Renewal Permit
Rule 133.14. Consent of Independent Accountants
Rule 133.15. Texas Crowdfunding Portal Registration
Rule 133.16. Texas Crowdfunding Portal Withdrawal of Registration
Rule 133.18. Certification of Balance Sheet by Principal Financial Officer
Rule 133.19. Waiver Or Refund Request by A Military Applicant
Rule 133.20. Texas Crowdfunding Portal Registration by An Authorized Small Business Development Entity
Rule 133.21. Crowdfunding Exemption Notice
Rule 133.22. Waiver Or Refund Request by A Military Spouse for A Renewal Fee
Rule 133.23. Request for Recognition of Out-of-state License Or Registration by A Military Spouse
Rule 133.26. Request for Determination of Money Market Fund Status for Federal Covered Securities
Rule 133.27. Year-end Report of Sales of Federal Covered Securities by A Money Market Fund
Rule 133.29. Intrastate Exemption Notice
Rule 133.30. Information Concerning Projected Market Prices and Related Market Information
Rule 133.33. Uniform Forms Accepted, Required, Or Recommended
Rule 133.34. Undertaking Regarding Non-issuer Sales
Rule 133.36. Request for Reduced Fees for Certain Persons Registered in Multiple Capacities