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Texas Statutes
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Government Code
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Title 12. Securities Act
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Chapter 4004. Regulation of Dealers, Investment Advisers, Dealers' Agents, and Investment Adviser Representatives
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Subchapter A. General Provisions
Subchapter B. Registration of Dealers and Investment Advisers
Subchapter C. Registration of Agents and Investment Adviser Representatives
Subchapter D. Examination Requirements
Subchapter E. Denial Or Revocation of Registration
Subchapter F. Expiration and Renewal of Registration
Subchapter G. Notice Filings of Federal Covered Investment Advisers and Certain Representatives of Federal Covered Investment Advisers
Subchapter H. Requirements for Protection of Vulnerable Adults from Financial Exploitation