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Texas Statutes
/
Government Code
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Title 12. Securities Act
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Chapter 4007. Enforcement
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Subchapter E. Criminal Provisions
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Section 4007.201. Unauthorized Sale of Securities; Offense
Section 4007.202. Unauthorized Rendering of Services As Investment Adviser Or Investment Adviser Representative; Offense
Section 4007.203. Fraudulent Conduct; Offense
Section 4007.204. Materially False Statement in Document Or Proceeding; Offense
Section 4007.205. False Statement Or Representation Concerning Registration; Offense
Section 4007.206. Violation of Cease and Desist Order; Offense
Section 4007.207. Noncompliant Offer Or Offer Prohibited by Cease Publication Order; Offense
Section 4007.208. Aggregation of Amounts
Section 4007.209. Liability of Corporation