Gavvy: Gov’t Code, Sec. 4004.256. Effect of Expired Registration.

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Sec. 4004.256. Effect of Expired Registration.

Sec. 4004.256. EFFECT OF EXPIRED REGISTRATION. A person who sells securities or who renders investment advising services after the person's registration has expired but before the registration is renewed is subject to the sanctions provided by this title for selling securities or rendering investment advice without being registered.

Added by Acts 2019, 86th Leg., R.S., Ch. 491 (H.B. 4171), Sec. 1.01, eff. January 1, 2022.

Gavvy last updated this database on: Sep 6, 2024